The objectives of this education program are to highlight on the awareness on regulatory issues, encourage higher standards of business conduct, improve the standard of compliance to the requirement of the Rules particularly on trading related activities as well as instill a culture of self-regulation and ethical framework amongst the POs and TPs and its Registered Persons. In addition, the program will also cover the topics on Fundamental Analysis Elements Matching – Tool to Identify Economic Well Being of Companies.

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8:30am - 8:50am > Participant Log In.

8:50am - 9:00am > Introduction & welcome remark by trainer.

9:00am - 10:30am > Fundamental Analysis Elements Matching - Tool to Identify Well Being of Companies.

10:30am - 10:45am > Break

10:45am - 12:30pm > Market Misconduct

12:30pm - 1:00pm > Quiz & Post Assessment

Trainer's profile

Over 20 years of experience as a corporate facilitator, trainer and coach specializing in finance and investment.

Have taught and trained more than 1,500 people over the years including many fund managers, analysts, senior managers and CEOs particularly from the Asset Management industry.

He is a licensed financial planner (CMSRL holder) from Malaysia Securities Commission.

Experience and qualifications

  • Former examiner for Module 1 of the Certified Financial Planning (CFP) certification and facilitator for Module 1 and 3 of the CFP programme
  • Appointed by Malaysian Securities Commission (SC) to be facilitator for module 6,7,9,10,12 and 14 of the Capital Market Securities Representative Licensing (CMSRL) programme .
  • Have taught numerous MBA and other post graduate programmes on the subject of corporate finance and Investment.
  • Invited speaker on the topic of investment and wealth management by numerous MNCs and reputable banks like DBS and Maybank.
  • Certified Financial Planner (CFP) holder
  • Holder of BA (Hons) Marketing and Msc (Finance) from University of Strathclyde, Glasgow